Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights July 11, 2024 Client Update FCA publishes final UK listing rules On July 11, 2024, the UK’s Financial Conduct Authority (FCA) published its final UK Listing Rules, which come into force... July 1, 2024 Client Update Financial statements required for securities offerings by U.S. companies The need for financial statements is one of the items most likely to become a gating issue in a capital markets transactio... April 30, 2024 Articles & Books FTSE draft rules show impact of FCA listing reforms Davis Polk partners Dan Hirschovits and Simon Witty and associate Vivek Thanki authored “FTSE draft rules show impact of... March 20, 2024 Client Update FTSE Russell announces indicative impact of UK listing regime changes on FTSE UK indices FTSE Russell has published a summary of provisional changes to its FTSE UK Index Series Ground Rules to cater for the prop... March 11, 2024 Client Update Amid storm of controversy, SEC adopts final climate disclosure rules Changes from the proposal include elimination of Scope 3 disclosures, scaled back attestation requirements, additional mat... January 29, 2024 Articles & Books Shareholder activism & engagement Davis Polk partner and Europe practice head Will Pearce authored the UK chapter of Financier Worldwide’s “Shareholder ... January 16, 2024 Webinar Preparing your 2023 Form 20-F: Hot topics and developments to watch in the US and UK We discuss selected key US and UK considerations for the preparation of your upcoming annual report on Form 20-F. We cover... January 16, 2024 Client Update Dodd-Frank clawback rule applies to subsidiary issuers and guarantors of listed securities Each subsidiary issuing or guaranteeing a public company’s listed debt securities is itself subject to the clawback rule... January 3, 2024 Client Update SEC enforcement against public companies – A recap of 2023 2023 was an active year in public company enforcement by the U.S. Securities and Exchange Commission, with several first-o... December 20, 2023 Client Update Your 2023 Form 10-K roadmap To help navigate what has been an active year of new SEC disclosure mandates, we have prepared an overview of key consider... Load More
July 11, 2024 Client Update FCA publishes final UK listing rules On July 11, 2024, the UK’s Financial Conduct Authority (FCA) published its final UK Listing Rules, which come into force...
July 1, 2024 Client Update Financial statements required for securities offerings by U.S. companies The need for financial statements is one of the items most likely to become a gating issue in a capital markets transactio...
April 30, 2024 Articles & Books FTSE draft rules show impact of FCA listing reforms Davis Polk partners Dan Hirschovits and Simon Witty and associate Vivek Thanki authored “FTSE draft rules show impact of...
March 20, 2024 Client Update FTSE Russell announces indicative impact of UK listing regime changes on FTSE UK indices FTSE Russell has published a summary of provisional changes to its FTSE UK Index Series Ground Rules to cater for the prop...
March 11, 2024 Client Update Amid storm of controversy, SEC adopts final climate disclosure rules Changes from the proposal include elimination of Scope 3 disclosures, scaled back attestation requirements, additional mat...
January 29, 2024 Articles & Books Shareholder activism & engagement Davis Polk partner and Europe practice head Will Pearce authored the UK chapter of Financier Worldwide’s “Shareholder ...
January 16, 2024 Webinar Preparing your 2023 Form 20-F: Hot topics and developments to watch in the US and UK We discuss selected key US and UK considerations for the preparation of your upcoming annual report on Form 20-F. We cover...
January 16, 2024 Client Update Dodd-Frank clawback rule applies to subsidiary issuers and guarantors of listed securities Each subsidiary issuing or guaranteeing a public company’s listed debt securities is itself subject to the clawback rule...
January 3, 2024 Client Update SEC enforcement against public companies – A recap of 2023 2023 was an active year in public company enforcement by the U.S. Securities and Exchange Commission, with several first-o...
December 20, 2023 Client Update Your 2023 Form 10-K roadmap To help navigate what has been an active year of new SEC disclosure mandates, we have prepared an overview of key consider...