Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights November 30, 2023 Client Update Investment Management & Funds Regulatory Update - November 2023 In this issue, we discuss recent enforcement actions and litigation involving investment advisers. November 30, 2023 Client Update Second Circuit reaffirms application of section 546(e) safe harbor The Second Circuit reaffirmed that the safe harbor of section 546(e) of the Bankruptcy Code protects transfers made in con... October 31, 2023 Client Update Investment Management & Funds Regulatory Update - October 2023 In this issue, we discuss the 2024 examination priorities for the SEC’s Division of Examinations. September 29, 2023 Client Update Investment Management & Funds Regulatory Update - September 2023 In this issue, we discuss a risk alert issued by the SEC’s Division of Examinations regarding investment adviser examina... September 26, 2023 Client Update FTC targets PE in major new challenge to roll-up Last week, the FTC alleged that a private equity firm undertook a “multi-year anticompetitive scheme” to dominate Texa... September 18, 2023 Client Update SEC adopts new rules and amendments that increase private fund adviser regulation The SEC’s amendments include new requirements related to quarterly statements, private fund audits, adviser-led secondar... August 30, 2023 Client Update Investment Management & Funds Regulatory Update - August 2023 In this issue, we discuss newly adopted rules and amendments relating to money market fund reforms and regulation of priva... August 24, 2023 Client Update SEC adopts new rules and amendments that increase regulation of private fund advisers The SEC’s amendments include new requirements related to quarterly statements, private fund audits, adviser-led secondar... July 31, 2023 Client Update Proposed changes to HSR Form and Instructions would have significant impacts for private equity Proposed changes to the HSR Form and Instructions would, if adopted, substantially increase the time and cost of complianc... July 31, 2023 Client Update Investment Management & Funds Regulatory Update - July 2023 In this issue, we discuss proposed rules relating to the use of predictive data analytics by investment advisers, and prop... Load More
November 30, 2023 Client Update Investment Management & Funds Regulatory Update - November 2023 In this issue, we discuss recent enforcement actions and litigation involving investment advisers.
November 30, 2023 Client Update Second Circuit reaffirms application of section 546(e) safe harbor The Second Circuit reaffirmed that the safe harbor of section 546(e) of the Bankruptcy Code protects transfers made in con...
October 31, 2023 Client Update Investment Management & Funds Regulatory Update - October 2023 In this issue, we discuss the 2024 examination priorities for the SEC’s Division of Examinations.
September 29, 2023 Client Update Investment Management & Funds Regulatory Update - September 2023 In this issue, we discuss a risk alert issued by the SEC’s Division of Examinations regarding investment adviser examina...
September 26, 2023 Client Update FTC targets PE in major new challenge to roll-up Last week, the FTC alleged that a private equity firm undertook a “multi-year anticompetitive scheme” to dominate Texa...
September 18, 2023 Client Update SEC adopts new rules and amendments that increase private fund adviser regulation The SEC’s amendments include new requirements related to quarterly statements, private fund audits, adviser-led secondar...
August 30, 2023 Client Update Investment Management & Funds Regulatory Update - August 2023 In this issue, we discuss newly adopted rules and amendments relating to money market fund reforms and regulation of priva...
August 24, 2023 Client Update SEC adopts new rules and amendments that increase regulation of private fund advisers The SEC’s amendments include new requirements related to quarterly statements, private fund audits, adviser-led secondar...
July 31, 2023 Client Update Proposed changes to HSR Form and Instructions would have significant impacts for private equity Proposed changes to the HSR Form and Instructions would, if adopted, substantially increase the time and cost of complianc...
July 31, 2023 Client Update Investment Management & Funds Regulatory Update - July 2023 In this issue, we discuss proposed rules relating to the use of predictive data analytics by investment advisers, and prop...